Corporate Compliance 31 October 2026
AMFI 2026 Conduct Rules: Key Checklist for MF Distributors
Under the AMTF 2026 Code of Conduct, mutual fund distributors must tighten compliance to avoid penalties. A recent case saw an ARN flagged after a business card listed “Financial Advisor” without a required RIA licence. Another incident highlighted a claw‑back dispute caused by inadequate documentation, underscoring the new checklist’s importance for risk management.
The AMFI 2026 Code of Conduct for mutual fund distributors tightens compliance rules.
- An ARN was flagged when a business card claimed “Financial Advisor” without a required RIA licence.
- A claw‑back dispute showed how missing documentation can trigger penalties.
For full details, see the original article.
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