IP And Trademarks 7 November 2026
SEBI Pushes Mandatory AML Certification for Market Officers
The Securities and Exchange Board of India (SEBI) is set to require all principal officers of market intermediaries to obtain an anti‑money‑laundering (AML) certification. The move aims to tighten compliance, reduce financial crime risk, and align India’s markets with global standards, prompting firms to update training and staffing policies promptly.
SEBI has announced a draft regulation that would make AML certification compulsory for principal officers of market intermediaries. The proposal, detailed in a recent circular, seeks to strengthen the integrity of India’s securities markets.
- Who is affected? All chief executives, managing directors and equivalent senior officials of stock brokers, depositories and other intermediaries.
- What is required? Completion of a recognized AML training program and passing a certification exam within a stipulated timeframe.
- Why now? To curb money‑laundering risks, meet international best practices and protect investor confidence.
For full details, see the SEBI proposal.
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