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Establishing a Robust Complaint Redressal Mechanism

Establishing a Robust Complaint Redressal Mechanism

Establishing a Robust Complaint Redressal Mechanism

Table of Contents

Establishing a Robust Complaint Redressal Mechanism

 

Introduction

A robust complaint redressal mechanism is crucial for fostering a safe and inclusive workplace. It ensures that employees feel heard and supported when they report incidents of harassment or inappropriate behavior. A transparent, fair, and timely process is essential for maintaining employee trust and organizational integrity. This guide outlines the steps for establishing a solid complaint redressal mechanism, as well as the timeline for processing complaints and step-by-step instructions for handling them effectively.

How to Establish a Robust Complaint Redressal Mechanism

  1. Designate Reporting Channels:
    • Set up multiple accessible reporting channels (email, phone, online portal, or in-person reporting).
    • Ensure the channels are confidential to protect the identity of the complainants.
  2. Create a Clear Reporting Process:
    • Define how employees can report complaints.
    • Outline the steps for filing, investigating, and resolving complaints.
  3. Form an Internal Complaints Committee (ICC):
    • Establish an ICC with trained members, including external experts, for unbiased judgment.
  4. Ensure Timely Action:
    • Set clear timelines for filing, inquiry, and resolution.
    • Communicate timelines to employees.
  5. Ensure Confidentiality and Protection:
    • Protect the confidentiality of complainants and witnesses.
    • Ensure there is no retaliation or victimization.
  6. Train Staff on the Process: Conduct regular training for employees and management.
  7. Maintain Records and Monitoring: Keep detailed records and regularly assess the mechanism’s effectiveness.

Timeline of Complaint Redressal Process

  1. Complaint Filing: Filed within 3 months of the incident.
  2. Complaint Acknowledgment: Within 7 days of receiving the complaint.
  3. Inquiry Process: Completed within 90 days.
  4. Report Submission: Within 10 days of inquiry completion.
  5. Implementation of Recommendations: Within 60 days of report submission.
  6. Appeal Process (if applicable): Concluded within 60 days.

Step-by-Step Complaint Redressal Process

  1. Filing the Complaint: Employees report incidents through available channels.
  2. Acknowledging the Complaint: ICC acknowledges within 7 days and provides a reference number.
  3. Investigation by ICC: ICC conducts a thorough inquiry within 90 days.
  4. Submission of Findings: ICC submits findings to the employer.
  5. Action on Findings: Employer implements recommendations (e.g., disciplinary actions).
  6. Feedback and Follow-up: Ensure resolution and no retaliation occurs.

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About the Author:

Founder CA, CS, CMA, IBBI Registered Valuer, Insolvency Professional

Mayank is the Founder of Legal Suvidha and has advised 500+ startups on equity structuring, fundraising, and compliance. He holds multiple professional qualifications and has been featured in Economic Times, YourStory, and Inc42 for his expertise in startup legal matters. With ventures spanning India, UAE, Singapore, and the US, Mayank brings a unique cross-border perspective to founder shareholding strategies. He specializes in complex cap table restructuring and has helped clients raise over ₹500 Cr in cumulative funding.

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